Natural Rights as Derived from Ethical Egoism: Tibor R. Machan's Randian Approach

younkins's picture
Submitted by younkins on Tue, 2006-11-28 15:56.

Unlike Rasmussen and Den Uyl, prominent philosopher of human flourishing, Tibor R. Machan, approaches the derivation of natural rights by way of ethical egoism. For Machan, rights are a moral concept rather than a metanormative one. His strong case for natural rights and the legitimacy of the minimal state rests on a classical egoist account of morality. Building upon the thought of Ayn Rand and Aristotle, Machan argues in a series of books that each person should pursue his rational self-interest as a matter of his primary moral responsibility. He explains that it is from this responsibility that every other moral principle, including the principle of natural rights, gains its justification. Rights are identified by an understanding of human nature as having a moral dimension.

Machan argues that human beings are moral agents who ought to live to attain their flourishing and happiness—this involves success as a rational and unique human person. A person should live rationally according to reason within the context of his own situation and potentialities. Each human being is responsible for doing well at living his own life. The implications are that morally each individual should be left free from, and should seek protection from, interferences by others. Natural rights specify such conditions which all people ought to provide for themselves and for other human beings. Given that each person is responsible to achieve his own human flourishing, the society that is proper for him is one in which his individual freedom is secured. Natural rights specify what social conditions are right or good for people by virtue of their human nature.

Secure natural rights are essential to living a moral life within a human community. Machan explains that, if a person chooses to be part of a human community, he is implicitly agreeing to the required conditions for such an association. These conditions include respect for the sovereignty of enforceable natural rights. Each person is an individual capable of rational choice. This requires the type of political community in which individual human beings may flourish. This type of community is one that upholds individual rights. These rights are moral principles applicable to all human beings.

Machan’s vision of natural rights rests on ethical egoism’s view that human beings ought to pursue their flourishing and happiness. He observes that natural rights are determined by the fact that a person is a human being who has morally chosen to pursue a good and happy social and political life. From the fact of one’s moral responsibility to live a flourishing life and from one’s choice to do so in a social context, it follows that he is obligated to respect others’ rights. He must do this in order to fulfill his initially chosen responsibility to develop himself to the fullest extent as dictated by his human nature and his individual facticity.

Rasmussen and Den Uyl agree with Machan that, based on the nature of man and the world, certain natural rights can be identified and an appropriate political order can be instituted. Rasmussen and Den Uyl base their view of natural rights as metanormative principles on the universal characteristics of human nature that call for the protection and preservation of the possibility of self-directedness in society regardless of the situation. Because they do not base natural rights on human flourishing, they believe they have formulated a strong argument for a non-perfectionist and non-moralistic minimal-state politics. Machan, on the other hand, bases his argument for natural rights as normative principles on the premise that the moral task of each person is his flourishing as a human being and as the unique individual that he is. For him, rights are moral principles which apply to people within a social context and which are protected by the minimal state. Rasmussen and Den Uyl see a problem in putting what Machan has called a moral principle (i.e., natural rights) as the subject of political action or control. Their goal is to abandon the idea that politics is institutionalized ethics. They say that statecraft is not soulcraft and that politics is not appropriate to make men moral. Although Rasmussen and Den Uyl and Machan have addressed the idea of natural rights from different directions and perspectives, they have supplied us with two excellent derivations of the powerful idea of natural rights.


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Rights and Game Strategies

Stephen Boydstun's picture

Thank you, Chris Cathcart, for this good integration on these issues. Thanks also to Prof. Younkins for the summaries of these works on rights and ethics from Profs. Rasmussen and Den Uyl and from Prof. Machan.

The last study I wrote in social philosophy, at the end of the 80s, pertained to these issues. It was published in Nomos in 1994. Beginning with Rand's conception of human rights---a right is a moral principle defining and sanctioning an individual's freedom of action in a social context---it shows how game theory can inform rights theory. This study is presented in a double book review of Russell Hardin's Morality within the Limits of Reason (1988 U Chicago P) and Robert Sugden's The Economics of Rights, Co-operation, & Welfare (1986 Blackwell).

My review essay was titled "Human Rights as Game Strategies." I will try to publish some parts of this in the SOLO general forum.


Norms of Liberty

younkins's picture

Hi Chris:

Good insights!!!

I was thinking that you might be a great person to write a review of Rasmussen and Den Uyl's new book, Norms of Liberty. Perhaps you could write it for JARS?

Cheers!!!

Ed


Why call them "rights"

Chris Cathcart's picture

Rasmussen and Den Uyl (RDU) basically get the argument right. There is a need for the concept "rights" but the Machan argument doesn't really show how it arises. To respect others' self-directedness is, yes, to respect rights, but you need to identify the conceptual basis for calling it a "right" rather than merely protected-self-directedness. Machan says that it's a moral concept, but RDU are correct to point out that it's a concept at a different "level" of normativity than those which instruct you in how to flourish. Machan says that it's a moral concept that applies to your actions in a social-political context, but doesn't provide the argument for how it's a normative concept over and above their being rights in a mere legal sense (i.e., as legally-recognized and institutionalized immunities, protections, etc.).

RDU are correct to recognize the egoistic basis for rights in the need for self-directedness; the wrong way of going about trying to ground rights in egoism is to justify respecting others' rights on the basis of one's own interests. This gets back to the first objection -- how it grounds the concept "rights" rather than just another part of the instructions on how to flourish, applied to an interpersonal context. This is where Mack's argument provides useful insight as much as it differs slightly from the essentially correct RDU position. The justification for a person's rights does derive from the requirements for that person to flourish, and in the very egoistic sense that Rand dramatized at length in her novels: Galt, Roark et al don't justify their rights on the basis of how their rights being respected contributes to others' well-being.

Mack gets that part right-on but goes a different route: he uses a deontological argument that says that since Galt's rights aren't grounded in the requirements of others' well-being, that his rights are grounded in, well, in duty: others are duty-bound to respect Galt's rights because Galt is an end in himself, existing for his own sake. His rights need no further justification than that, and rational people will just recognize this, without having to be shown how it's in their interests to respect Galt's rights. The basis for Galt's rights has an independent normative ground from the requirements of the rights-respecters' flourishing. But then, all of a sudden, this doesn't look like something compatible with or consistent with egoism. In an egoistic morality, don't the obligations that I'm bound to have to be grounded in what's best for me? Here, Mack relies further on a Kantian-style argument about what rational agents do. A rational agent, considering all the relevant moral facts, will do some conceptual universalization: what's true for me is also true with respect to other moral agents, i.e., that since I have rights grounded in the requirements for my flourishing, I also recognize the same condition as applies to other moral agents. So Mack's argument is a rationality-based argument. But, actually, this argument here more resembles the fundamentally correct line of argument that RDU go. But actually, I've granted a little too much credit to Mack's argument proper: his argument can be shown to be a pure-rationality argument, not based in the requirements of flourishing. Here he takes a radically Kantian turn and says that rights really are or can be grounded solely in the requirements for human agency as such, i.e., the fact that we are rational end-having beings is sufficient to entitle them us to respect. So his argument for rights is a respect-for-persons argument.

The RDU position shares features with this Mack argument but stays firmly Aristotelian, grounding rights in the requirements of flourishing. They go the route of "metanormativity" which is a strange-looking one at first and takes some explaining. As best as I understand it, it uses "meta" in a standard way and say that rights are like conditions for the possibility of normative actions, even though they don't directly provide guidance in the basic normative enterprise which is discovering (and applying) how to flourish. So they're grounded in the requirements of flourishing without providing guidance as to how to flourish. That does seem to create a conceptual tension: how can you have principles grounded in the requirements of flourishing that don't guide you in how to flourish? What's the point of those principles? Well, to protect a necessary condition for the possibility of flourishing, i.e., self-directedness. "Be self-directed" isn't a moral principle offering you any guidance, but the necessity of self-directedness for the possibility of flourishing does have moral importance. But the moral guidance it implies is for how to form and maintain social-political institutions. The principle here is stated in a rather odd way: People ought to be free to act on the judgment of their own minds. What's the "ought" here and to whom does it provide guidance (and why)? Well, the ought (as any ought) is directed at all individuals, and the advice is: in your personal lives or in the formation of social institutions, leave others free to act on their own judgment.

There's still something that looks like a tension here, or at least something that makes me want to add more to what these thinkers have argued. After all, once we've come this far, how does the position differ from Machan's argument? After all, what we're after is an understanding of the right social-political system in which we can flourish as individuals, and our obligations are based on what is required for each of us to flourish. We've come to an understanding of the concept "rights" being grounded in the requirement, in a social context, to be free in order to flourish, even though rights don't directly provide any guidance as to how to flourish. What's more, we import the proper elements of the Mack argument, which is that as properly rationally-deliberating agents, we recognize the conditions required for others' flourishing as much as our own. So what's the tension? I think it's like this: why "egoism" on the one hand, and "rights" on the other? Why a complicated argument from egoism to get to rights, and even then, why do they need to be offered on different normative "levels" to work? Here's where I think the Mack argument can be fixed and the RDU argument refined further.

Here it is, and here's how it ties back to Rand's own position: We need to grasp that it's a new concept of egoism that grounds rights. It's an egoism that is classically eudaemonistic but not simply another name for a standard virtue-ethics. Rather, it's an egoism that affirms every man as an end in himself, and that the proper end of his own actions is his own happiness. At the same time, it's an egoism grounded in the requirements of the specifically human mode of living: rationality. It's a rationality firmly tied to what it takes to flourish, not a detached Kantian rationality that reduces everything to constraining conditions like universalizability and respect for persons. A rational egoist properly considering the relevant moral facts will already come to realize the objective need to respect other persons. In this sense, rights are just as much grounded in the requirement to flourish as in the other arguments, but also much more directly so. As a virtuous, rational, egoist eudaemonist, you do recognize others as moral ends in themselves, and your only obligation to them is a negative: to leave them free to act. That imposes no positive duty to contribute to their welfare -- certainly not any kind of duty or obligation not tied to the requirements of one's own flourishing, that is. (One can find it in one's interests, in the appropriate contexts, to contribute to others' welfare. But the moral import of the requirements of others' flourishing doesn't on its own make one duty-bound to positively contribute to their well-being.) Here, Mack does offer an important observation. Rationality is not narrowly consequentialist; it includes, in his terms, both end-setting and boundary-precluding considerations. The concept "rights" arises in a social-legal-political, but this practical reason is pre-legal and provides the egoist with all the general advice (and grounding for it) he requires for interaction with others. All the relevant moral material is there before it gets whatever legal codification in terms of rights.

(I'm trying to think if there's anything else that needs saying, but I think this pretty well sums it up.)


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